brian oliver, aequitasaziende biomediche svizzera

PORTLAND, Ore.U.S. Longtime Aequitas No. Brian provides Cathedral particular expertise in leading Merger & Acquisition transactions and arranging Corporate Finance solutions for its clients, after having been involved in extensive transactions of all sizes throughout his career. | Editor This case is being investigated by the FBI, IRS Criminal Investigation, and the U.S. Department of Labor Employee Benefits Security Administration. Rice included in his court filings a copy of an April 23 letter from the U.S. Attorneys office in Portland informing him that you are a subject of a federal criminal investigation concerning fraud that occurred at Aequitas.. Its not just the amount of insurance money that went to Jesenik that concerns the receiver. Attorney Billy J. Williams announced today that Brian A. Oliver, a former owner and executive vice president of Aequitas Management, LLC and several other Aequitas-related companies has pleaded guilty to conspiring to commit mail and wire fraud and money laundering. Much of the cash went to make the payments owed to other investors. Investment adviser: Aequitas lied to investors, hid - oregonlive Defendant advised of rights. There was the motorcycle leasing company. According to a Complaint filed on March 10, 2016 in Oregon federal district court, the SEC has brought claims against Aequitas Management, LLC (CRD# 143780/SEC# 801-68039) and three Aequitas executives, Robert J. Jesenik, Brian A. Oliver, and N. Scott Gillis for defrauding investors and for a breach of fiduciary duties. With love for the 60/40 portfolio fading, 50/30/20 looks to be the cool new kid on the block. I have really enjoyed working with Seth, Brian and the Cathedral team.. There was the company that bought bad debt from hospitals for pennies on the dollar and then tried to collect on the debt. More Local News to Love Start today for 50% off Expires 3/6/23. Brian Oliver and Olaf Janke, Aequitas chief financial officer before Gillis, pleaded guilty to similar charges. Reset here, 1999 - 2023 citywire.com. Court finds guilty pleas to be knowing and voluntary. Main Office: Arraignment held for Defendant Brian A. Oliver on Counts 1 and 2 of the Information. Please read our Terms and Conditions, Modern Slavery Act Transparency Statement, and Privacy Policy before using the site. SEC v. Aequitas Management, LLC; Aequitas Holdings, LLC; Aequitas Commercial Finance, LLC; Aequitas Capital Management, Inc.; Aequitas Investment Management, LLC; Robert J. Jesenik; Brian A. Oliver; and N. Scott Gillis Case Number: 16-cv-00438 (United States District Court for the District of Oregon) Date Filed: March 10, 2016 Other funds went to pay their salaries. Defunct Aequitas misled investors, cooked books, ran Ponzi - oregonlive The third policy is now being consumed even though the criminal case is just getting underway and the pool of potential defendants is expanding. Theyve recovered much of that money in a series of civil lawsuits against the professional firms that worked for Aequitas. SEC bars Aequitas execs after $540m judgement against Oregon firm Among his responsibilities, Rice oversaw the solicitation of investments through registered investment advisors (RIA) and managed Aequitass affiliated RIAs. Signed on 4/19/19 by Magistrate Judge Stacie F. Beckerman. 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Jesenik founded the Aequitas group of companies, and, as chief executive officer, controlled the organizations structure and had ultimate decision-making authority over company activities. Aequitas Capital No. 2 Brian Oliver pleads guilty to criminal charges | Store Both Rice and MacRitchie were high-profile Portland executives before joining Aequitas. CEO Robert Jesenik will have to pay $1.57 million to settle fraud charges, while executive vice president Brian A. Oliver and former CFO N. Scott Gillis will each have to pay hundreds of thousands of dollars as part of a consent decree finalized in Oregon federal court on April 13. Brian Oliver is an Executive Vice President & President, Aequitas Financial Services Network at Aequitas Capital Management based in Lake Oswego, O regon. Former Aequitas CEO testifies in divorce trial Brian has been a Senior Advisor with Cathedral Consulting since 2017. In what could be the largest settlement of a securities lawsuit in Oregon history, settlements of at least $234.6 million have been secured for some 1,600 investors in a class action against third. They are also prohibited from violating the SECs antifraud provisions. District of Oregon | Former Aequitas Owner and Executive Vice President The Oregon firm thought it had hit the motherlode when it got into the college debt business. Subsequent reports detailed Aequitas default on its debt, the resulting panic among investors, the secret conflicts, and the firms strange cultural mashup -- part Wall Street investment bank, part frat party, part Bible class. Five of the six senior Aequitas executives have been charged with federal crimes or have pleaded guility. brian oliver, aequitas Its been a long time coming, Kayser said. At a hearing in U.S. District Court on Monday, Janke confirmed that as part of his plea agreement, he would oppose any sentence of less than three years. As previously reported by RIA Intel, Aequitas claimed to manage $1.67 billion before it collapsed, which would likely make its downfall Oregons biggest-ever investment scandal. All material subject to strictly enforced copyright laws. A .gov website belongs to an official government organization in the United States. Attorneys in Aequitas Capital fraud case spar over Oregon regulator who Jesenik, Rice, and MacRitchie are all on pre-trial release pending a five-week jury trial scheduled to begin on April 3, 2023. Gillis was charged alongside former Aequitas CEO Robert J. Jesenik, 62, of West Linn, Oregon, and former Aequitas executives Brian K. Rice, 55, of Portland, and Andrew N. MacRitchie, 56, formerly of Palm Harbor, Florida. Plus, three other Aequitas defendants former second-in-command Brian Oliver and N. Scott Gillis and Olaf Janke, former Aequitas chief financial officers have pleaded guilty to fraud and. Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg quickly and accurately delivers business and financial information, news and insight around the world. 2023 Advance Local Media LLC. Aequitas Settles With SEC for $540 Million as Three Top - RIAIntel Oliver was originally scheduled to be sentenced on Aug. 5, but the sentencing date was moved to Nov.. If you need help with finances, they've got that covered. Cookie Settings/Do Not Sell My Personal Information. Brian Rice and Scott Gillis, two of the company's six senior partners, resigned in recent weeks. Janke becomes second Aequitas executive to plead guilty; could get Please E-mail suggested additions, comments and/or corrections to Kent@MoreLaw.Com. MacRitchie oversaw all Aequitas accounting, legal, and audit functions, and participated in fundraising. Gillis was the second Aequitas chief financial officer. More Local News to Love Start today for 50% off Expires 3/6/23. He argues he needs the money to help defray losses suffered by Aequitas investors. Waiver of indictment signed and accepted by the Court. ORDER Presentence Report to be prepared by U.S. Have a question about Government Services? District of Oregon Youve missed the point, Anxiety over tax refunds on the rise, Bankrate.com study shows, Gensler steps up warnings to money managers. On January 26, 2023, a California man who evaded federal authorities for more than two decades after being convicted at trial and who was wanted in District of Oregon for District of Oregon Former Aequitas CEO and Senior Executives Indicted in Fraud and Money Portland, Oregon 97204 Main Office: He worked for Portland banks for much of his career before he was named regional president of Key Bank in 2006. Lock Once a high-flying Lake Oswego . Co-founders Bob Jesenik and Brian Oliver had participated in too many sketchy deals for sophisticated Oregon investors to feel comfortable with them. Ameritrade and big law firms like Sidley Austin gave the local operation a sheen of legitimacy. Brian Rice and Andrew MacRitchie left their corporate posts for jobs at Aequitas Capital. Both Rice and MacRitchie have asked the court for access to Aequitas insurance money to cover their defense costs. Re: United States of America v. Brian A. Oliver - MoreLaw The court appointed receiver now in charge of whats left of Aequitas opposes Rices and MacRitchies request for access to the insurance money. A lock ( The company opened slick new offices in New York City. Portland, Oregon 97204

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